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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-14 |
| TX | RA | APPROVED_RES | 2015-10-23 |
| IL | RA | APPROVED | 1998-08-03 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Venice, FL • United States
Milwaukee, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Milwaukee | WI | 03/1998 | Present |
HARBORFRONT CONDO ASSOCIATION; ADDRESS: 601 E. ERIE STREET., MILWAUKEE, WI 53202; BUSINESS DESCRIPTION: CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 12/15/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: I WILL BE THE BOARD PRESIDENT UNTIL DECEMBER 2023; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-12 |
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