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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-18
FL RA APPROVED 2023-06-01
VA RA APPROVED 2020-01-08
  • MA RA
    APPROVED
    Since 2024-01-18
  • FL RA
    APPROVED
    Since 2023-06-01
  • VA RA
    APPROVED
    Since 2020-01-08

Branch Locations

111 State Street 3Rd Floor, Boston, MA 02109 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • UNITED STATES

Hamilton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadway Company Boston MA 10/2017 05/2018
Buyers Brokers Of Cape Cod Sandwich MA 05/2014 06/2018
Titus Rockefeller, Llc Westport CT 06/2018 07/2019
Capitol Securities Management Glen Allen VA 11/2019 Present
Coldwell Banker Real Estate Manchester MA 07/2019 02/2023
Douglas Elliman Boston MA 02/2023 Present
  • 10/2017 → 05/2018
    Broadway Company
    Boston, MA
  • 05/2014 → 06/2018
    Buyers Brokers Of Cape Cod
    Sandwich, MA
  • 06/2018 → 07/2019
    Titus Rockefeller, Llc
    Westport, CT
  • 11/2019 → Present
    Capitol Securities Management
    Glen Allen, VA
  • 07/2019 → 02/2023
    Coldwell Banker Real Estate
    Manchester, MA
  • 02/2023 → Present
    Douglas Elliman
    Boston, MA
Previous Registrations
  • 2016-06-09 → 2016-07-25
    Danvers, MA
  • 2010-01-13 → 2016-05-24
    Manchester By-The-Sea, MA
    Purchase, NY
  • 2008-08-18 → 2009-12-23
    Detwiler Fenton & Co.
    Boston, MA
    Boston, MA
  • 2007-04-02 → 2008-03-03
    Morgan Stanley & Co. Llc
    Manchester By The Sea, MA
  • 2002-12-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Manchester By The Sea, MA
Other Businesses

Name of Business: Douglas Elliman -Realtor Investment-related: yes Address: Douglas Elliman Real Estate - 20 Park Plaza, Suite 820 Boston, MA 02116 Nature of the other business: Represent buyers and sellers of real estate Position, title, or relationship with the other business: Realtor Start date: 02/16/23 Approx # of hours/month you devote to the other business: 10 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: represent buyers & sellers of real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-07
S63 Uniform Securities Agent State Law Examination 1986-10-30
  • S65 Uniform Investment Adviser Law Examination
    2020-01-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-30
Other Names
  • Miles Kimball Bradford

View on SEC IAPD

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