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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-01-18 |
| FL | RA | APPROVED | 2023-06-01 |
| VA | RA | APPROVED | 2020-01-08 |
Branch Locations
111 State Street 3Rd Floor, Boston, MA 02109 • United States
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • UNITED STATES
Hamilton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broadway Company | Boston | MA | 10/2017 | 05/2018 |
| Buyers Brokers Of Cape Cod | Sandwich | MA | 05/2014 | 06/2018 |
| Titus Rockefeller, Llc | Westport | CT | 06/2018 | 07/2019 |
| Capitol Securities Management | Glen Allen | VA | 11/2019 | Present |
| Coldwell Banker Real Estate | Manchester | MA | 07/2019 | 02/2023 |
| Douglas Elliman | Boston | MA | 02/2023 | Present |
Name of Business: Douglas Elliman -Realtor Investment-related: yes Address: Douglas Elliman Real Estate - 20 Park Plaza, Suite 820 Boston, MA 02116 Nature of the other business: Represent buyers and sellers of real estate Position, title, or relationship with the other business: Realtor Start date: 02/16/23 Approx # of hours/month you devote to the other business: 10 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: represent buyers & sellers of real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-30 |
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