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Barbara Bergen Paneral

Raymond James & Associates, Inc.

Grand Rapids, MI

East Grand Rapids, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-03
TX RA APPROVED 2023-08-03
  • MI RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED
    Since 2023-08-03

Branch Locations

100 Crahen Ave Ne Suite 200, Grand Rapids, MI 49525 • United States

East Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Rapids MI 03/2012 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 04/2018
Robert W Baird & Co., Incorporated Grand Rapids MI 04/2018 08/2023
Raymond James & Associates Grand Rapids MI 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-09
S63 Uniform Securities Agent State Law Examination 1987-05-22
  • S66 Uniform Combined State Law Examination
    2013-04-09
  • S63 Uniform Securities Agent State Law Examination
    1987-05-22
Other Names
  • Barbara Bergen Melby
  • Barbara Jean Paneral
  • Barbara Jean Melby
  • Barbara J Paneral
  • Barbara Jean Bergen
  • Barbara Melby
  • Barbara Bergen

View on SEC IAPD

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