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10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| IL | RA | APPROVED | 2023-02-09 |
Branch Locations
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Asset Management | Oak Brook | IL | 02/2006 | 12/2020 |
| Ausdal Financial Partners, Inc. | Davenport | IA | 09/2009 | 12/2020 |
| Vestor Capital, Llc | Chicago | IL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-25 |
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