Michael Robert Ford

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-03-06
TX	RA	APPROVED	2025-03-06

MD RA
APPROVED

Since 2025-03-06
TX RA
APPROVED

Since 2025-03-06

Branch Locations

Phoenix, MD • United States

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	04/2009	03/2025
Bank Of America, N.A.	Towson	MD	05/2011	03/2025
Rbc Capital Markets, Llc	Hunt Valley	MD	03/2025	Present
City National Bank	Hunt Valley	MD	08/2025	Present

04/2009 → 03/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
05/2011 → 03/2025

Bank Of America, N.A.

Towson, MD
03/2025 → Present

Rbc Capital Markets, Llc

Hunt Valley, MD
08/2025 → Present

City National Bank

Hunt Valley, MD

Previous Registrations

2009-04-14 → 2025-03-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Hunt Valley, MD

Phoenix, MD
2006-02-21 → 2009-04-27

Citigroup Global Markets Inc.

Hunt Valley, MD

New York, NY

Hunt Valley, MD
2003-11-14 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Hunt Valley, MD
1998-01-01 → 2003-11-17

Morgan Stanley Dw Inc.

Hunt Valley, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-26
S63	Uniform Securities Agent State Law Examination	1985-06-19

S65 Uniform Investment Adviser Law Examination

1993-01-26
S63 Uniform Securities Agent State Law Examination

1985-06-19