Richard Herbert Neubert

Current Employers

Employment History

• 10/2003 → Present
  Network 1 Financial Securities, Inc
  Red Bank, NJ
• 05/2007 → Present
  Network 1 Financial Advisors, Inc.
  Red Bank, NJ
• 10/2003 → Present
  Network 1 Financial Assurance, Inc
  Red Bank, NJ
• 09/2003 → Present
  American Business
  New York, NY
• 09/2005 → Present
  W.O. Miller & Associates
  Erie, PA

Previous Registrations

• 2007-05-31 → 2025-12-31
  Network 1 Financial Advisors Inc.
  Lyndhurst, NJ
  Chocowinity, NC
  Red Bank, NJ

Other Businesses

OBA#1: NETWORK 1 FINANCIAL ASSURANCE, INC. 2 BRIDGE AVE STE 241 RED BANK NJ 07701. INVESTMENT RELATED. NATURE OF OBA: INDEPENDENT MULTILEVEL MARKETING WITH FOCUS BEING ON LONG TERM CARE. POSITION: AGENT. START DATE: 10-29-03. NUMBER OF HOURS PER MONTH: 10. NUMBER OF HOURS PER MONTH DURING TRADING: 10. DUTIES: SALES AND SERVICE LONG TERM CARE/LIFE. *ROSTER FINANCIAL IS MASTER AGENT FOR NETWORK 1 FINANCIAL ASSURANCE, INC.________OBA#2: AMERICAN BUSINESS 45 W 45TH STREET NEW YORK, NY 10036. INVESTMENT RELATED. NATURE OF OBA: MULTILEVEL MARKETING-WHOLE-PERMANENT-TERM LIFE PRODUCTS. POSITION: INDEPENDENT SALES ASSOCIATE. START DATE: 09-03-03. HOURS PER MONTH: 1/2 PER MONTH. HOURS PER MONTH DURING TRADING: 1/2 PER MONTH. DUTIES: SALES MULTI LEVEL MARKETING-WHOLE- PERMANENT-TERM -LIFE PRODUCTS. *SECURITY MUTUAL LIFE CO OF NY'S MASTER AGENT IS AMERICAN BUSINESS.________OBA#3: W.O. MILLER & ASSOCIATES 3717 MEADOW DRIVE ERIE PA 16506. INVESTMENT RELATED. NATURE OF OBA: MULTILEVEL MARKETING WITH FOCUS BEING ON LTC. POSITION: GENERAL AGENT. START DATE: 09-26-05. NUMBER OF HOURS PER MONTH: 10. NUMBER OF HOURS DURING TRADING: 10. DUTIES: SALES MULTI LEVEL MARKETING- FOCUS ON LONG TERM CARE . *W.O. MILLER IS MASTER AGENT FOR GENWORTH INSURANCE AND JOHN HANCOCK INSURANCE.________OBA#4: NETWORK 1 FINANCIAL ADVISORS INC. 2 BRIDGE AVE STE 241 RED BANK NJ 07701. INVESTMENT RELATED. NATURE OF OBA: MONEY MANGEMENT. POSITION: REGISTERED INVESTMENT ADVISOR/ PORTFOLIO MANAGER. START DATE: 05-29-07. NUMBER OF HOURS: 10 PER MONTH. NUMBER OF HOURS DURING TRADING: 10. DUTIES: MANAGE PORTFOLIO.________OBA #5: HABITAT FOR HUMANITY, BEAUFORT COUNTY, NC. NON-INVESTMENT RELATED. NATURE OF OBA: FUND RAISING, BUILDING. POSITION: BOARD OF DIRECTORS EXECUTIVE COMMITTEE. DUTIES: VP, EXECUTIVE COMMITTEE. START DATE: 9/1/2016. NO TIME DEVOTED DURING TRADING HOURS. 12 HOURS/MONTH DEVOTED DURING NON-TRADING HOURS.______OBA #6: Cypress Landing Marine Association (Sub-Finance Committee), 100 Marina Dr., Chocowinity, NC. Investment-related. Start date: 4/1/2024. Position: Financial Advisor. Activities: volunteer Sub-Committee Financial Advisor Private Investing for Marina Assoc. Time devoted to OBA during normal trading hours: NONE. Time devoted to OBA outside of normal trading hours: One (1) hour, quarterly. No compensation.______OBA #7: Open Door Community Center Women's Shelter, 1240 Cowell Farm Rd., Washington, NC. Not investment-related. Start date: January 2017. Position: Volunteer - Repair and Building. Activities: Fund raising, repair and building. Time devoted to OBA during normal trading hours: NONE. Time devoted to OBA outside of normal trading hours: approximately 1-3 yours, quarterly. No compensation._____OBA #8: Civic Volunteer Group "Blue Hats". Address: N/A. Start date: 2017. Position: Volunteer. Activities: Build free ADA-compliant wheelchair ramps for elderly indigent residents. Time devoted to OBA during normal trading hours: less than 2 hours, monthly. Time devoted to OBA outside of normal trading hours: less than 2 hours, quarterly when/if I take a vacation day. No compensation.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-21
• S63 Uniform Securities Agent State Law Examination
  1985-08-12