Rodric Andrew Mackay

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-05
FL	RA	APPROVED	2021-12-08
IL	RA	APPROVED	2016-09-06

TX RA
APPROVED_RES

Since 2022-01-05
FL RA
APPROVED

Since 2021-12-08
IL RA
APPROVED

Since 2016-09-06

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc	Chicago	IL	04/2015	09/2016
Raymond James & Associates, Inc.	Chicago	IL	09/2016	Present
Raymond James & Associates, Inc.	Naples	FL	12/2021	Present

04/2015 → 09/2016

Deutsche Bank Securities Inc

Chicago, IL
09/2016 → Present

Raymond James & Associates, Inc.

Chicago, IL
12/2021 → Present

Raymond James & Associates, Inc.

Naples, FL

Previous Registrations

2001-01-16 → 2016-09-06

Deutsche Bank Securities Inc.

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-05
S63	Uniform Securities Agent State Law Examination	1985-06-21

S65 Uniform Investment Adviser Law Examination

1996-12-05
S63 Uniform Securities Agent State Law Examination

1985-06-21