Lisa A Somers

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-05-30
PA	RA	APPROVED	2019-04-17
TX	RA	APPROVED	2019-04-16

NC RA
APPROVED

Since 2023-05-30
PA RA
APPROVED

Since 2019-04-17
TX RA
APPROVED

Since 2019-04-16

Branch Locations

81 Highland Avenue Suite 100, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Bethlehem	PA	09/2009	04/2019
Janney Montgomery Scott Llc	Bethlehem	PA	04/2019	Present

09/2009 → 04/2019

Stifel, Nicolaus & Company, Incorporated

Bethlehem, PA
04/2019 → Present

Janney Montgomery Scott Llc

Bethlehem, PA

Previous Registrations

2009-10-08 → 2019-05-03

Stifel, Nicolaus & Company, Incorporated

Bethlehem, PA

Bethlehem Township, PA

Other Businesses

1) VIA Foundation; not investment related; 336 W. Spruce Street, Bethlehem, PA 18018; Board Member; start date: 07/01/2021; 1hr/month; Attend approximately 4 - 6 board meetings per year regarding the VIA Foundation Investment Assets, donations and fundraising activities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-11
S63	Uniform Securities Agent State Law Examination	1987-01-09

S65 Uniform Investment Adviser Law Examination

1997-02-11
S63 Uniform Securities Agent State Law Examination

1987-01-09

Other Names

Lisa Anne Diehl
Lisa A Diehl
Lisa Anne Somers

View on SEC IAPD