Richard Perpetuel Trouillot

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-02-03
FL	RA	APPROVED	2005-03-16

NC RA
APPROVED

Since 2022-02-03
FL RA
APPROVED

Since 2005-03-16

Branch Locations

Mars Hill, NC • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Sarasota	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Sarasota	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Sarasota, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sarasota, FL

Previous Registrations

1997-01-02 → 2005-02-23

Morgan Stanley Dw Inc.

Punta Gorda, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-30
S65	Uniform Investment Adviser Law Examination	1997-01-30

S63 Uniform Securities Agent State Law Examination

1997-01-30
S65 Uniform Investment Adviser Law Examination

1997-01-30

Other Names

Richard P Trouillot

View on SEC IAPD