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Raymond Scott Morgosh

10 Star Asset Management

Carlsbad, CA

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Current Employers
10 Star Asset Management

5760 Fleet Street Suite 120, Carlsbad, CA 92008-4611 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-11
  • CA RA
    APPROVED
    Since 2025-12-11

Branch Locations

5800 Armada Drive Suite 110, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
10 Star Asset Management Llc Carlsbad CA 03/2008 Present
  • 03/2008 → Present
    10 Star Asset Management Llc
    Carlsbad, CA
Previous Registrations
  • 2008-01-01 → 2008-04-02
    Wells Fargo Clearing Services, Llc
    Carlsbad, CA
  • 2005-08-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Carlsbad, CA
    Carlsbad, CA
    St. Louis, MO
  • 1997-07-08 → 2005-08-29
    Morgan Stanley Dw Inc.
    Carlsbad, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-23
S63 Uniform Securities Agent State Law Examination 1985-06-19
  • S65 Uniform Investment Adviser Law Examination
    1994-05-23
  • S63 Uniform Securities Agent State Law Examination
    1985-06-19

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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