Ralph Edward Martin

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-07
IL	RA	APPROVED	2015-01-02

TX RA
APPROVED_RES

Since 2015-01-07
IL RA
APPROVED

Since 2015-01-02

Branch Locations

100 S Main St, Washington, IL 61571 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Martin Financial Services	Washington	IL	02/2001	Present
Cambridge Investment Research, Inc.	Fairfield	IA	01/2015	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2015	Present

02/2001 → Present

Martin Financial Services

Washington, IL
01/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2015 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

1998-12-17 → 2015-01-06

Principal Securities, Inc.

Washington, IL

Washington, IL

Other Businesses

1) RALPH E MARTIN, 100 S MAIN STREET, WASHINGTON, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/15, NIR, 10 HR/WK- 10/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-50/WK-30/TRADING. 01/02/15 3) MARTIN FINANCIAL SERIVCES, 100 S Main St, Washington IL 61571, 08/1982, Owner, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-19
S63	Uniform Securities Agent State Law Examination	1991-07-18

S65 Uniform Investment Adviser Law Examination

1998-05-19
S63 Uniform Securities Agent State Law Examination

1991-07-18

Designations

Other Names

Butch Martin

View on SEC IAPD