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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2016-01-04 |
| TX | RA | APPROVED_RES | 2012-04-30 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
915 Highland Pointe Dr Ste 250, Roseville, CA 95678-5421 • United States
Carson City, NV • United States
2750 Gateway Oaks Dr Ste 340, Sacramento, CA 95833-3658 • United States
709 E Telegraph St, Carson City, NV 89701 • United States
3825 Hopyard Rd Ste 124, Pleasanton, CA 94588-8529 • United States
Carson City, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasanton | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 03/2020 | Present |
Independent Insurance Brokering; Sun America; 10/18/2010; . Business Ownership; East Bay Wealth Advisors; ; Provide office administration services to Ameriprise Franchise advisors and their staff.; 3825 Hopyard RoadSuite 124Pleasanton, CA. 94588, ,; Not Investment-Related; 01/02/2007; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-17 |
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