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James Lee Tewalt

Eps Wealth Management

Glendale, AZ

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Current Employers
Eps Wealth Management

Glendale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-25
AZ RA APPROVED 2012-02-28
  • TX RA
    APPROVED_RES
    Since 2017-04-25
  • AZ RA
    APPROVED
    Since 2012-02-28

Branch Locations

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Estate Planning Solutions Inc Glendale AZ 01/1994 Present
Eps Ria, Llc Glendale AZ 02/2011 Present
Eps Doc Prep Llc Glendale AZ 02/2011 Present
Tewalt'S Kickin' Korral, Llc Glendale AZ 06/1998 Present
  • 01/1994 → Present
    Estate Planning Solutions Inc
    Glendale, AZ
  • 02/2011 → Present
    Eps Ria, Llc
    Glendale, AZ
  • 02/2011 → Present
    Eps Doc Prep Llc
    Glendale, AZ
  • 06/1998 → Present
    Tewalt'S Kickin' Korral, Llc
    Glendale, AZ
Previous Registrations
  • 2003-01-08 → 2007-12-31
    Estate Planning Solutions, Inc.
    Glendale, AZ
  • 2005-01-05 → 2005-03-14
    Gunnallen Financial, Inc
    Phoenix, AZ
  • 2002-03-08 → 2002-12-31
    Locust Street Securities, Inc.
    Glendale, AZ
Other Businesses

EPS-DOC-PREP, LLC, ESTABLISHED 02/2011. NON-INVESTMENT, LEGAL DOCUMENT PREPARATION, MR. TEWALT IS A CERTIFIED LEGAL DOCUMENT PREPARER, 6502 W SOFT WIND DR GLENDALE, AZ 85310, APPROX 60 HRS/MO NOT DURING TRADING HOURS. THIS ENTITY IS NOT SET UP AS A LEGAL DOCUMENT PREPARER BUSINESS AS YET. MR. TEWALT PREPARES LEGAL DOCUMENTS AS A SOLE PROPRIETOR AT THIS TIME. ESTATE PLANNING SOLUTIONS, INC., ESTABLISHED 01/1994, LIFE & HEALTH INSURANCE AGENCY, 6502 W SOFT WIND DR, GLENDALE, AZ 85310. MR. TEWALT IS PRESIDENT & A LICENSED HEALTH & LIFE INSURANCE AGENT. DUTIES INCLUDE THE SALE OF LIFE INSURANCE & FIXED ANNUITIES & THE PREPARATION OF INCOME TAX RETURNS. TEWALT'S KICKIN' KORRAL, LLC. HORSE BOARDING, APPROX 10 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-24
S63 Uniform Securities Agent State Law Examination 1985-05-02
  • S65 Uniform Investment Adviser Law Examination
    1998-04-24
  • S63 Uniform Securities Agent State Law Examination
    1985-05-02
Designations
Other Names
  • Jim Tewalt
  • Jim Tewalt

View on SEC IAPD

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