John Fredrick Krueger

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-23

WI RA
APPROVED

Since 2025-01-23

Branch Locations

Appleton, WI • United States

200 E. Washington St., Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wayne Hummer Investments, Llc	Chicago	IL	01/2007	01/2025
Lpl Financial Llc	Appleton	WI	01/2025	Present

01/2007 → 01/2025

Wayne Hummer Investments, Llc

Chicago, IL
01/2025 → Present

Lpl Financial Llc

Appleton, WI

Previous Registrations

2007-01-29 → 2025-01-23

Wintrust Investments Llc

Appleton, WI

Chicago, IL
2000-06-22 → 2007-01-30

Wells Fargo Clearing Services, Llc

Appleton, WI

Appleton, WI

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/04/2024- 160 Hours Per Month- 160 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-02
S63	Uniform Securities Agent State Law Examination	1985-06-18

S65 Uniform Investment Adviser Law Examination

1998-12-02
S63 Uniform Securities Agent State Law Examination

1985-06-18

Designations

Other Names

John Fred Krueger

View on SEC IAPD