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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-01-17 |
Branch Locations
11720 Amber Park Dr, Ste 150, Alpharetta, GA 30009 • United States
11720 Amber Park Drive Suite 150, Alpharetta, GA 30009-2276 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2005-06-22 |
Branch Locations
11720 Amber Park Drive Suite 150, Alpharetta, GA 30009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellspring Associates | Atlanta | GA | 08/1999 | Present |
| The Wellspring Group Llc | Atlanta | GA | 05/2009 | 01/2017 |
| Wellspring Wealth Managment Llc | Alpharetta | GA | 05/2009 | Present |
| Lpl Financial Llc | Alpharetta | GA | 09/2009 | Present |
| Wellspring Wealth, Llc | Alpharetta | GA | 01/2017 | Present |
| Planmark Financial Group | Alpharetta | GA | 01/2017 | Present |
1. 2/6/2017 - Wellspring Wealth LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Majority Owner - Started 01/01/2017 - 20 Hours Per Month/0 Hours During Securities Trading. 2. 3/9/2017 - Planmark Financial Group LLC - Investment Related - 11720 Amber Park Drive, Suite 150, Alpharetta, GA 30009 & LPL Branch Office #B038/Branch CRD #161504 - Third Party Administrator (TPA) - Managing Partner - Started 01/01/17 - 5 Hours Per Month/0 Hours During Securties Trading. 3. 11/14/2018 - Planmark Capital Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/30/2016 - 15 Hours Per Month During Securities Trading. 4. 11/28/2018 - Wellspring Wealth Management LLC - DBA: (Hybrid) Wellspring Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/12/2010 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Wellspring Wealth Management LLC, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/12/2019 - Wellspring Wealth Management LLC - DBA:Wellspring Wealth - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:01/02/2017 - 50 hrs/mo - 4 hrs during trading. 6. 12/5/2022 - Wellspring Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/06/2017 - 30 Hours Per Month/30 Hours During Securities Trading 7. 3/13/2023 - Wellspring Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2007 - 30 Hours Per Month/30 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-21 |
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