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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-01-17
  • GA RA
    APPROVED
    Since 2017-01-17

Branch Locations

Sunset, SC • United States

11720 Amber Park Dr, Ste 150, Alpharetta, GA 30009 • United States

Wellspring Wealth Management Llc

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009-2276 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2005-06-22
  • GA RA
    APPROVED
    Since 2005-06-22

Branch Locations

11720 Amber Park Drive Suite 150, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellspring Associates Atlanta GA 08/1999 Present
The Wellspring Group Llc Atlanta GA 05/2009 01/2017
Wellspring Wealth Managment Llc Alpharetta GA 05/2009 Present
Lpl Financial Llc Alpharetta GA 09/2009 Present
Wellspring Wealth, Llc Alpharetta GA 01/2017 Present
Planmark Financial Group Alpharetta GA 01/2017 Present
  • 08/1999 → Present
    Wellspring Associates
    Atlanta, GA
  • 05/2009 → 01/2017
    The Wellspring Group Llc
    Atlanta, GA
  • 05/2009 → Present
    Wellspring Wealth Managment Llc
    Alpharetta, GA
  • 09/2009 → Present
    Alpharetta, GA
  • 01/2017 → Present
    Wellspring Wealth, Llc
    Alpharetta, GA
  • 01/2017 → Present
    Planmark Financial Group
    Alpharetta, GA
Previous Registrations
  • 2004-06-08 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Atlanta, GA
  • 2004-07-29 → 2009-09-08
    Associated Securities Corp.
    Boston, MA
    Atlanta, GA
    Atlanta, GA
  • 2003-01-30 → 2004-06-10
    Ws Griffith Securities, Inc.
    Atlanta, GA
Other Businesses

1. 2/6/2017 - Wellspring Wealth LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Majority Owner - Started 01/01/2017 - 20 Hours Per Month/0 Hours During Securities Trading. 2. 3/9/2017 - Planmark Financial Group LLC - Investment Related - 11720 Amber Park Drive, Suite 150, Alpharetta, GA 30009 & LPL Branch Office #B038/Branch CRD #161504 - Third Party Administrator (TPA) - Managing Partner - Started 01/01/17 - 5 Hours Per Month/0 Hours During Securties Trading. 3. 11/14/2018 - Planmark Capital Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/30/2016 - 15 Hours Per Month During Securities Trading. 4. 11/28/2018 - Wellspring Wealth Management LLC - DBA: (Hybrid) Wellspring Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/12/2010 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Wellspring Wealth Management LLC, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/12/2019 - Wellspring Wealth Management LLC - DBA:Wellspring Wealth - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:01/02/2017 - 50 hrs/mo - 4 hrs during trading. 6. 12/5/2022 - Wellspring Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/06/2017 - 30 Hours Per Month/30 Hours During Securities Trading 7. 3/13/2023 - Wellspring Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2007 - 30 Hours Per Month/30 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-22
S63 Uniform Securities Agent State Law Examination 1985-05-21
  • S65 Uniform Investment Adviser Law Examination
    1995-12-22
  • S63 Uniform Securities Agent State Law Examination
    1985-05-21
Other Names
  • J. David Glover
  • David Glover

View on SEC IAPD

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