Graff Lee Kennelly

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-28
MI	RA	APPROVED	2010-10-21

TX RA
APPROVED_RES

Since 2013-06-28
MI RA
APPROVED

Since 2010-10-21

Branch Locations

Troy, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Troy	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Troy	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Troy, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Troy, MI

Other Businesses

Outside Employment; Oakland County Sherriff Office; Marine Deputy - Work on Water-Lakes; Marine Deputy for the Oakland County Sheriff Office of Michael Bouchard.; Telegraph Rd., , Pontiac, MI, 48341; Not Investment-Related; 02/24/2018; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; AM 4 LLC; For Tax Reasons; For My Taxes Only, ,; Not Investment-Related; 07/15/2016; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-10-13
S63	Uniform Securities Agent State Law Examination	1985-04-12

S65 Uniform Investment Adviser Law Examination

2010-10-13
S63 Uniform Securities Agent State Law Examination

1985-04-12