Timothy Frank Nausin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2021-07-21
CA	RA	APPROVED	2021-07-21
CO	RA	APPROVED	2021-07-21
DC	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
ID	RA	APPROVED	2021-07-21
IN	RA	APPROVED	2021-07-21
KS	RA	APPROVED	2021-07-21
LA	RA	APPROVED	2021-07-21
MD	RA	APPROVED	2021-07-21
NE	RA	APPROVED	2021-07-21
NJ	RA	APPROVED	2021-07-21
NM	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21
VA	RA	APPROVED	2021-07-21
WA	RA	APPROVED	2021-07-21
WI	RA	APPROVED	2021-07-21
WY	RA	APPROVED	2021-07-21

AK RA
APPROVED

Since 2021-07-21
CA RA
APPROVED

Since 2021-07-21
CO RA
APPROVED

Since 2021-07-21
DC RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
ID RA
APPROVED

Since 2021-07-21
IN RA
APPROVED

Since 2021-07-21
KS RA
APPROVED

Since 2021-07-21
LA RA
APPROVED

Since 2021-07-21
MD RA
APPROVED

Since 2021-07-21
NE RA
APPROVED

Since 2021-07-21
NJ RA
APPROVED

Since 2021-07-21
NM RA
APPROVED

Since 2021-07-21
NC RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21
VA RA
APPROVED

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21
WI RA
APPROVED

Since 2021-07-21
WY RA
APPROVED

Since 2021-07-21

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Seattle	WA	03/2008	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Seattle	WA	04/2008	07/2021
Lpl Financial Llc	Seattle	WA	07/2021	Present

03/2008 → 07/2021

Waddell & Reed Inc

Seattle, WA
04/2008 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Seattle, WA
07/2021 → Present

Lpl Financial Llc

Seattle, WA

Previous Registrations

2008-03-18 → 2021-07-21

Waddell & Reed

Seattle, WA

Bellevue, WA

Seattle, WA

Seattle, WA
2006-10-18 → 2008-03-04

Kms Financial Services, Inc.

Seattle, WA

Other Businesses

1. 11/17/2021 - KE Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/22/2021 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 10/20/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/21/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 3. 02/04/2025- Elliott Bay Financial Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 250 Hours Per Month- 160 Hours During Trading 4. 01/20/2026 - Elliott Bay Financial Partners, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2007 - 173 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-17

S66 Uniform Combined State Law Examination

2006-10-17

Other Names

Timothy Nausin

View on SEC IAPD