David Allen Marrone

Current Employers

Financial Synergy, Inc.

Seymour, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	1997-09-15

IL RA
APPROVED

Since 1997-09-15

Branch Locations

2110 Clearlake Blvd. Suite 101, Champaign, IL 61822-8932 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Commonwealth Equity Services	Champaign	IL	07/1992	Present
Financial Synergy, Inc.	Champaign	IL	03/1993	Present
Commonwealth Financial Network, Inc.	Champaign	IL	09/1995	Present

07/1992 → Present

Commonwealth Equity Services

Champaign, IL
03/1993 → Present

Financial Synergy, Inc.

Champaign, IL
09/1995 → Present

Commonwealth Financial Network, Inc.

Champaign, IL

Previous Registrations

2003-05-21 → 2007-10-18

Commonwealth Financial Network

Champaign, IL

Galesburg, IL

Champaign, IL

Other Businesses

1. MRT GROUP MODEL RESPONSE GROUP, MARKETING AND NETWORKING PROFESSIONAL GROUP, INVESTMENT-RELATED. 2. SELLING EQUITY INDEXED ANNUITIES, ANNUAL INCOME $62,000, INVESTMENT RELATED. 3. NOTARY PUBLIC, NOTARIZING DOCUMENTATION, NO ANNUAL INCOME, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-11-21

S63 Uniform Securities Agent State Law Examination

1986-11-21

Designations

Other Names

David A Marrone

View on SEC IAPD