Charles Rex Strickland

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-12
GA	RA	APPROVED	2023-03-03
NC	RA	APPROVED	2023-03-01

TX RA
APPROVED

Since 2025-08-12
GA RA
APPROVED

Since 2023-03-03
NC RA
APPROVED

Since 2023-03-01

Branch Locations

Hayesville, NC • United States

93 Church Street, Suite 211, Franklin, NC 28734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferson Standard Life Ins Co	Asheville	NC	07/1984	06/2017
Invest Financial Corporation	Tampa	FL	08/2010	06/2017
Lincoln Financial Securities Corporation	Hayesville	NC	06/2017	03/2023
Cambridge Investment Research, Inc.	Fairfield	IA	03/2023	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2023	Present

07/1984 → 06/2017

Jefferson Standard Life Ins Co

Asheville, NC
08/2010 → 06/2017

Invest Financial Corporation

Tampa, FL
06/2017 → 03/2023

Lincoln Financial Securities Corporation

Hayesville, NC
03/2023 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
03/2023 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2017-06-27 → 2023-03-02

Osaic Fs, Inc.

Hayesville, NC

Charlotte, NC

Hayesville, NC
2010-08-02 → 2017-06-21

Invest Financial Corporation

Hiawassee, GA
2001-12-31 → 2010-08-17

Osaic Fs, Inc.

Asheville, NC

Franklin, NC

Other Businesses

1) CHARLES REX STRICKLAND / 100 mountain harbour drive, Hayesville NC / 3/2023 / INSURANCE AGENT THAT OFFERS INSURANCE THROUGH VARIOUS AGENCIES / INV REL / 35 HR/MO - 35 HR TRADING 2) STRICKLAND ADVISORY SERVICES / 100 mountain harbour drive, Hayesville NC / 3/2023 / TAX SERVICES / NIR / 15 HR/MO - 15 HR TRADING 3) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING 4) TRUETT BAPTIST CHURCH, Hayesville NC 28904, 03/01/2023, Committee Member, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 5) NANTAHALA BANK & TRUST COMPANY - HAYESVILLE, Hayesville NC 28904, 03/01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 1 HR/MO TRADING 6) CR&LM LLC, Hayesville NC 28904, 03/01/2023, President, I have real-estate titled in my LLC. No rental property., NIR, 1 HR/MO - 1 HR/MO TRADING 7) C.E. INSURANCES, LLC DBA C.E. WEALTH GROUP, LLC, 12/2023, USING A TRADE NAME/DBA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO - 30 HR TRADING 8) PROVISION FINANCIAL RESOURECES OF NC BAPTISTS BOARD OF DIRECTORS AND COMMITTEE MEETINGS, 201 CONVENTION DR, CARY NC 27511, United States, 02/06/2025, Board Member, Volunteer, INV REL, 3 HR/MO - 1 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-27
S63	Uniform Securities Agent State Law Examination	1985-10-28

S65 Uniform Investment Adviser Law Examination

1999-09-27
S63 Uniform Securities Agent State Law Examination

1985-10-28

Designations

Other Names

Rex Strickland
C Rex Strickland
Charles Rex Strickland

View on SEC IAPD