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Paula Jayne Sauer

Zacks Investment Management, Inc.

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-02-01
NH RA APPROVED 2011-01-26
TX RA APPROVED_RES 2011-01-12
IL RA APPROVED 2004-12-14
  • LA RA
    APPROVED
    Since 2011-02-01
  • NH RA
    APPROVED
    Since 2011-01-26
  • TX RA
    APPROVED_RES
    Since 2011-01-12
  • IL RA
    APPROVED
    Since 2004-12-14

Branch Locations

155 North Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zacks Investment Management, Inc. Chicago IL 11/2004 Present
Zacks & Company Chicago IL 11/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-13
S63 Uniform Securities Agent State Law Examination 1990-07-05
  • S65 Uniform Investment Adviser Law Examination
    2004-12-13
  • S63 Uniform Securities Agent State Law Examination
    1990-07-05

View on SEC IAPD

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