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Thomas Joseph Boland

J.P. Morgan Securities LLC

Chicago, IL

Farmington Hills, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-19
IL RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2021-11-19
  • IL RA
    APPROVED
    Since 2021-10-29

Branch Locations

10 Dearborn St. Fl 11, Chicago, IL 60603 • United States

38601 W 12 Mile Road, Floor 2, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Capital Private Securities Corporation Chicago IL 09/2016 11/2018
J.P Morgan Securities Llc Chicago IL 01/2019 Present
North Capital Chicago IL 09/2016 12/2018
Jpmorgan Chase Bank, N.A. Chicago IL 01/2019 Present
  • 09/2016 → 11/2018
    North Capital Private Securities Corporation
    Chicago, IL
  • 01/2019 → Present
    J.P Morgan Securities Llc
    Chicago, IL
  • 09/2016 → 12/2018
    North Capital
    Chicago, IL
  • 01/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 2016-11-22
  • S65 Uniform Investment Adviser Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    2016-11-22
Other Names
  • Thomas Joseph Boland
  • Thomas Joseph Boland
  • Thomas Joseph Boland
  • Tom Boland

View on SEC IAPD

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