Michael John Hulley

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-11-17
TX	RA	APPROVED	2016-11-17

CA RA
APPROVED

Since 2016-11-17
TX RA
APPROVED

Since 2016-11-17

Branch Locations

Orange, CA • United States

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Irvine	CA	07/2008	11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Brea	CA	11/2016	Present
Bank Of America, N.A.	Brea	CA	12/2016	Present

07/2008 → 11/2016

Ubs Financial Services Inc.

Irvine, CA
11/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA
12/2016 → Present

Bank Of America, N.A.

Brea, CA

Previous Registrations

2008-07-03 → 2016-12-06

Ubs Financial Services Inc.

Irvine, CA
1989-06-26 → 2008-07-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Ana, CA

Santa Ana, CA

Other Businesses

I*8088For profit or not for profit: Name of outside business organization: Michael HulleyInvestment related: Address of business:Anaheim, California 92802Nature of business: ,Position, title, association: , Start date of relationship: 5/25/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-04-15

S63 Uniform Securities Agent State Law Examination

1985-04-15

View on SEC IAPD