Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-20 |
| DE | RA | APPROVED | 2022-05-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual | Horsham | PA | 04/2004 | 05/2022 |
| Hornor, Townsend & Kent | Horsham | PA | 04/2004 | 05/2022 |
| Lpl Financial Llc | Wilmington | DE | 05/2022 | Present |
1)05/03/2022 - Strategic Wealth Advisors - DBA for LPL Business - Inv Rel - At Reported Business Location(s) 2)05/03/2022 - Insurance Agency - Agent selling P&C - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-17 |
Reach out to this advisor