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321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED_RES | 2019-06-10 |
| MA | RA | APPROVED | 2017-10-16 |
Branch Locations
321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States
1400 Computer Drive Suite 105, Westborough, MA 01581 • United States
Denver, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westborough | MA | 09/1997 | 01/2025 |
| Winthrop Advisory Group, Llc | Westborough | MA | 04/2017 | Present |
4/11/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 04/09/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Massachusetts Notary - Notary Public. 8/27/2019 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 08/22/2019 - 5 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-10 |
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