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Eric T Kreuter

Ubs Financial Services Inc.

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-06
TX RA APPROVED 2009-01-06
  • CT RA
    APPROVED
    Since 2009-01-06
  • TX RA
    APPROVED
    Since 2009-01-06

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greenwich CT 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-09
    Morgan Stanley & Co. Llc
    Greenwich, CT
  • 2000-01-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenwich, CT
    Greenwich, CT
Other Businesses

STORM TRYSAIL CLUB LARCHMONT, NY/SAILING CLUB AS THE VICE COMMODORE. ON THE BOARD OF DIRECTORS (EQUILIVENT TO VP)/VICE COMMODORE/5 HRS. PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-20
S63 Uniform Securities Agent State Law Examination 1985-03-28
  • S65 Uniform Investment Adviser Law Examination
    1994-09-20
  • S63 Uniform Securities Agent State Law Examination
    1985-03-28
Other Names
  • Eric Taylor Kreuter

View on SEC IAPD

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