Carla Sue Register

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-08-14

GA RA
APPROVED

Since 2009-08-14

Branch Locations

633 Berckman Road, Augusta, GA 30909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Augusta	GA	08/2009	Present

08/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Augusta, GA

Previous Registrations

2003-03-12 → 2009-08-14

Ubs Financial Services Inc.

Augusta, GA

Augusta, GA

Other Businesses

1. Notary Public of State of Georgia; 633 Berckmans Rd Augusta GA 30909; Notarizing documents for clients; 04/28/2011; 1.00 Hour(s) Per day - during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-01-21

S63 Uniform Securities Agent State Law Examination

1993-01-21

Other Names

Carla Sue Bickham
Carla Sue Shedd
Carla Bickham Register

View on SEC IAPD