Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-20 |
| TX | RA | APPROVED | 2009-07-06 |
| OK | RA | APPROVED | 2009-06-25 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tulsa | OK | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*405639 - Magpies Newsstand; Investment related No; Durango, CO; Retail/Online Stores; Co-owner (proprietor, partner, officer, director, employee, trustee, agent); June 2020; During business hours: 0; After business hours: 2; Investment Decisions/Advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-26 |
Reach out to this advisor