Robert Paul Goldstein

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-11-25
GA	RA	APPROVED	2008-11-18

TX RA
APPROVED_RES

Since 2008-11-25
GA RA
APPROVED

Since 2008-11-18

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Atlanta, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Atlanta, GA

Previous Registrations

2001-10-13 → 2008-11-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

Alpharetta, GA

Other Businesses

YOESHI ROBERTS, INC. / 2101 STEPHENS WALK DUNWOODY,GA 30338 / COMPANY/ ENTERTAINMENT/MUSIC / MUSIC / LLC / MANAGEMENT / START DATE 08/02/2010 .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-28
S65	Uniform Investment Adviser Law Examination	1992-11-16
S63	Uniform Securities Agent State Law Examination	1985-03-27

S66 Uniform Combined State Law Examination

2017-07-28
S65 Uniform Investment Adviser Law Examination

1992-11-16
S63 Uniform Securities Agent State Law Examination

1985-03-27

Other Names

Bobby Goldstein
Robert Paul Goldstein
Bobby Goldstein

View on SEC IAPD