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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
56730 Calumet Ave Suite E, Calumet, MI 49913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Corporation | Marquette | MI | 01/1985 | Present |
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: Independent insurance agent; Yes; 56730 CALUMET AVE STE E; CALUMET; MI; 49913; Fixed insurance sales; Independent insurance agent; 5/29/2009; 160; 160; Sales of fixed insurance products.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-14 |
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