David Allan Marcus

Current Employers

Employment History

• 02/1984 → Present
  David A. Marcus & Assoc., Inc.
  Chicago, IL
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Deerfield, IL
• 04/2008 → Present
  Kestra Investment Services, Llc
  Deerfield, IL

Previous Registrations

• 2005-01-14 → 2008-08-27
  M Holdings Securities, Inc.
  Deerfield, IL
• 2003-05-21 → 2005-01-18
  Mutual Service Corporation
  Deerfield, IL

Other Businesses

Business Name: David A Marcus & Assoc. Inc. Investment Related: Yes Address: 570 lake cook rd ste115 deerfield IL 60015 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Other Back Office Operations Position, Title or Relationship: Owner, President Start Date: 8/15/1981 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: running the company, marketing, sales, everything Business Name: Deerfield Financial Group LLC Investment Related: No Address: 570 Lake Cook Rd Suite 115 Deerfield IL 60015 Nature of Business: Insurance Position, Title or Relationship: 1099 producer/ broker Start Date: 4/19/2003 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: service and selling benefits Business Name: Greg Terman Insurance Trusts Investment Related: No Address: 570 Lake Cook Rd., Suite 115 Deerfield IL 60015 Nature of Business: Other Other/None of the Above trustee that makes sure payments are made on all policies Position, Title or Relationship: Other,I am the trustee of both trusts Start Date: 3/15/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: policy is paid and doesn't lapse Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: david a marcus Investment Related: No Address: 570 lake cook rd ste 115 deerfield IL 60015 Nature of Business: Insurance Position, Title or Relationship: owner and i'm brokering the sale Start Date: 4/25/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bidding the policy with several settlement co's Business Name: NFP. POSITION: employee/ Register representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 08/15/1981 ADDRESS: 570 lake cook rd ste115, deerfield IL 60015 DESCRIPTION: running the company, marketing, sales, everything

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-10-18

Designations