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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-08-24
  • PA RA
    APPROVED
    Since 2011-08-24

Branch Locations

7440 Mcknight Rd Ste 201A, Pittsburgh, PA 15237 • United States

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Pittsburgh PA 02/1985 Present
Primerica Financial Services Pittsburgh PA 02/1991 Present
St Sebastian Church Pittsburgh PA 01/2010 06/2017
  • 02/1985 → Present
    Pittsburgh, PA
  • 02/1991 → Present
    Primerica Financial Services
    Pittsburgh, PA
  • 01/2010 → 06/2017
    St Sebastian Church
    Pittsburgh, PA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
S63 Uniform Securities Agent State Law Examination 1985-03-19
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24
  • S63 Uniform Securities Agent State Law Examination
    1985-03-19

View on SEC IAPD

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