Best Investors Account Sign in
Inactive

Jonathan Andrew Barwick

Barwick & Partners, Inc.

Clyde Hill, WA

Claim This Profile
Current Employers
Barwick & Partners, Inc.

Clyde Hill, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-26
WA RA APPROVED 2015-10-14
  • TX RA
    APPROVED_RES
    Since 2018-10-26
  • WA RA
    APPROVED
    Since 2015-10-14

Branch Locations

Clyde Hill, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barwick & Partners, Inc. Seattle WA 01/1996 Present
Previous Registrations
  • 2002-09-03 → 2015-09-30
    Kms Financial Services, Inc.
    Seattle, WA
  • 1999-08-05 → 2002-09-30
    Osaic Fa, Inc.
    Seattle, WA
Other Businesses

**VARIOUS TRUSTS - INVESTMENT RELATED - SAME ADDRESS - TRUST ADMINISTRATION - TRUSTEE - 1997 - 30 HRS/MO - LESS THAN 10 HRS/MO DURING TRADING - MAINTENANCE AND ADMINISTRATION OF TRUSTS **VARIOUS LLCS AND LLPS - NON-INVESTMENT RELATED - SAME ADDRESS - VARIOUS BUSINESS HOLDINGS - MEMBER/PARTNER - 1997 - 20 HRS/MO - LESS THAN 5 HRS/MO DURING TRADING - DUTIES AS NEEDED AS PARTNER **VARIOUS BUSINESS ENTERPRISES - NON-INVESTMENT RELATED - VARIOUS ADDRESSES BOARD MEMBER/PARTNER/PART-OWNER - 10 TO 20 HRS/MO - LESS THAN 5 HRS/MO DURING TRADING - DUTIES VARY **BARWICK & PARTNERS FIDUCIARY SERVICES S CORP - INVESTMENT RELATED - SAME ADDRESS - PROVIDES FIDUCIARY SERVICES TO CLIENTS - PRESIDENT - 2012 - 10 HR/MO, 10 HR/MO DURING TRADING HRS **T BAR LLC - SAME ADDRESS - SINGLE MEMBER LLC - DOES NOT RECEIVE ACTIVE INCOME - 1 HR/MO, 1 HR/MO DURING TRADING HRS - 2012 **IN PERSONAL CAPACITY PROVIDE FIDUCIARY SERVICES TO EXISTING BARWICK & PARTNERS INC CLIENTS - 2012 - 10 - 20 HR/MO, 10 - 20 HR/MO DURING TRADING HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-29
  • S63 Uniform Securities Agent State Law Examination
    1985-05-29
Designations
Other Names
  • Jonathan A Barwick
  • Jon A Barwick

View on SEC IAPD

More in Clyde Hill, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor