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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
WA RA APPROVED 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 Present
Previous Registrations
  • 2001-02-06 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Aix-En-Provence
    Seattle, WA
    Seattle, WA
Other Businesses

Name: Treen Corporation; Investment-related; Address: 600 University St, Suite 2018, Seattle, WA 98101; Nature: Private Company; Role: Director/Owner; Start Date: 2005; Appx hrs/month: 2 hours per month; Hrs during trading: 0; Duties: MEET ANNUALLY TO REVIEW HOLDINGS AND PROJECTS WITH OTHER FAMILY MEMBERS. Name: French American School of Puget Sound; Not Investment-related; Address: 3795 East Mercer Way; Mercer Island, WA 98040; Nature: Educational; Role: Officer/Trustee; Start Date: 7/2010; Appx hrs/month: 5 hours per week; Duties: Trustee of a non-profit school Name/Address: Waterlilly Caregiving Inc 401 Harrison St Apt 5A San Francisco CA 94105 Start Date: 3/31/22 Hours Spent: 0-4 hours/month Hours Spent During Trading: Zero Role/Responsibility: Advisor/Mentor Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-18
S63 Uniform Securities Agent State Law Examination 1985-03-13
  • S65 Uniform Investment Adviser Law Examination
    1994-10-18
  • S63 Uniform Securities Agent State Law Examination
    1985-03-13
Other Names
  • Heather Treen Hewson

View on SEC IAPD

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