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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | Present |
Name: Treen Corporation; Investment-related; Address: 600 University St, Suite 2018, Seattle, WA 98101; Nature: Private Company; Role: Director/Owner; Start Date: 2005; Appx hrs/month: 2 hours per month; Hrs during trading: 0; Duties: MEET ANNUALLY TO REVIEW HOLDINGS AND PROJECTS WITH OTHER FAMILY MEMBERS. Name: French American School of Puget Sound; Not Investment-related; Address: 3795 East Mercer Way; Mercer Island, WA 98040; Nature: Educational; Role: Officer/Trustee; Start Date: 7/2010; Appx hrs/month: 5 hours per week; Duties: Trustee of a non-profit school Name/Address: Waterlilly Caregiving Inc 401 Harrison St Apt 5A San Francisco CA 94105 Start Date: 3/31/22 Hours Spent: 0-4 hours/month Hours Spent During Trading: Zero Role/Responsibility: Advisor/Mentor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-13 |
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