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97 Lackawanna Avenue Suite 101, Totowa, NJ 07512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-15 |
| NJ | RA | APPROVED | 2004-10-11 |
Branch Locations
97 Lackawanna Avenue Suite 101, Totowa, NJ 07512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfs Investment Advisory Services, L.L.C. | Totowa | NJ | 01/1997 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2005 | 12/2017 |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)JEWISH COMMUNITY FOUNDATION OF METROWEST NJ, 90 RTE EAST, WHIPPANY, NJ, SINCE 9/1998 AS A BOARD MEMBER. NIR - DEVOTES 10 HR/MO - 5 HR/TRADING. 3) ADULT SCHOOL OF MONTCLAIR, 100 CHESTNUT ST., MONTCLAIR, NJ, INSTRUCTOR SINCE 03/21/11. NIR - WORKS 2 HR/YR - NONE DURING TRADING 4)FI360; NOT INVESTMENT RELATED; 10 EMERSON LANE STE 801 BRIDGEVILLE, PA 15017; INDUSTRY ORGANIZATION COMMITTEE MEMBER; COMMITTEE MEMBER; BEGAN 12/18/14; 5 HOURS/MONTH, NONE DURING TRADING HOURS; WILL BE SERVING A TWO YEAR TERM ON THE EXTERNAL REVIEW COMMITTEE FOR FI360. I WILL BE ON A 5-7 PERSON COMMITTEE WHOSE RESPONSIBILITIES ARE TO: 1. HEAR APPEALS FROM CANDIDATES OF THE AIF(R), AIFA(R) OR PPC(R) CREDENTIAL WHOSE APPLICATIONS ARE DENIED; 2. HEAR APPEALS FROM CURRENT DESIGNEES WHO MAY BE IN NONCOMPLIANCE WITH THE DESIGNATION QUALIFICATION AND CONDUCT STANDARDS; 3. REVIEW COMPLAINTS BROUGHT FORTH AGAINST CREDENTIAL HOLDERS 5)CFSIAS, LLC, 97 LACKAWANNA AVE, STE 101, TOTOWA, NJ. BEGAN 6/2005 AS MANAGING MEMBER OF OFFICE THAT CONDO THAT MY RIA AND B/D BRANCH ARE IN. DEVOTES 1 HR/WK-NONE DURING TRADING. 6)AMERICAN LIVER FOUNDATION, 39 BROADWAY, STE 2700, NEW YORK, NY. BEGAN 4/2013 AS COMMITTEE MEMBER. DEVOTES 2 HR/MO- NONE DURING TRADING. NON-PROFIT. 7) CFS Investment Advisory Services, LLC, 97 Lackawanna Avenue Suite 101, Totowa, NJ 07512. 9/6/2017. CO Author of Book/managing member. Investment related, 2/weekly, 0/trading 8) CFSIAS II, LLC, 97 LACKAWANNA AVE, STE 101, TOTOWA, NJ 07512. BEGAN 1/2020 AS MANAGING MEMBER FOR REAL ESTATE WHERE BUSINESS IS LOCATED. DEVOTES 1 HR/WK-NONE DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-10 |
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