Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| CA | RA | APPROVED | 2009-04-07 |
Branch Locations
5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Juan Capistrano | CA | 04/2009 | Present |
1. Montrose LLP; Carlsbad, CA; Real Estate Property in Costa Rica - 20% owner; 04/01/2008; 0.00 Hour(s) Per Day - not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-09 |
Reach out to this advisor