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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-18
TX RA APPROVED_RES 2017-02-06
WI RA APPROVED 1993-01-20
  • FL RA
    APPROVED
    Since 2017-07-18
  • TX RA
    APPROVED_RES
    Since 2017-02-06
  • WI RA
    APPROVED
    Since 1993-01-20

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Frankliln, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 02/1985 Present
Other Businesses

Name/Address: KKJ Ventures 7606 S Barbian Ct Franklin WI 53132 Rental Property Start Date: 3/23/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Landlord Non Investment Related Name/Address: Asmuth Family Trustee / Milwaukee, WI 53202 Start Date: 8/14/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Trustee on Family's accounts Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18
Other Names
  • Kathy Murray
  • Kathleen M Murray

View on SEC IAPD

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