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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-25
WA RA APPROVED 2018-06-04
  • TX RA
    APPROVED
    Since 2023-01-25
  • WA RA
    APPROVED
    Since 2018-06-04

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

19125 North Creek Parkway Suite 120, Bothell, WA 98011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bellevue WA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 05/2018
Northwest Asset Management Mercer Island WA 05/2018 Present
Previous Registrations
Other Businesses

(1) Insurance licensed in State of WA for Life, Disability, Variable Life, and Variable Annuity since July 2009. Snohomish County Estate Planning Council, member since 9/20/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S66 Uniform Combined State Law Examination
    2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Designations
Other Names
  • Teresa Lynn Starman

View on SEC IAPD

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