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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-04-22 |
| CA | RA | APPROVED | 2026-04-21 |
Branch Locations
1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | Colchester | VT | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Colchester | VT | 07/2016 | 11/2023 |
| Mml Investors Services, Llc | Colchester | VT | 03/2017 | 11/2023 |
| Janet Cooper | Williston | VT | 01/2021 | 03/2025 |
| Lpl Enterprise Llc | Williston | VT | 03/2025 | 04/2026 |
| Mml Investors Services, Llc | Roseville | CA | 04/2026 | Present |
| Massmutual Life Insurance Co | Roseville | CA | 04/2026 | Present |
| Baystate Wealth Management | Colchester | VT | 10/2010 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-01 |
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