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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-03-12
TX RA APPROVED 2016-03-16
MI RA APPROVED 2013-09-16
  • KY RA
    APPROVED
    Since 2024-03-12
  • TX RA
    APPROVED
    Since 2016-03-16
  • MI RA
    APPROVED
    Since 2013-09-16

Branch Locations

120 W. Main Street, Suite 201, Northville, MI 48167 • United States

Lexington, KY • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-10
  • MI RA
    APPROVED
    Since 2023-05-10

Branch Locations

120 W. Main St Suite 201, Northville, MI 48167 • United States

Lexingtn, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Northville MI 09/2013 Present
Stratos Wealth Partners, Ltd Northville MI 09/2013 Present
Previous Registrations
  • 2009-03-13 → 2013-10-08
    Novi, MI
    West Bloomfield, MI
  • 2000-01-01 → 2007-08-07
    Osaic Fa, Inc.
    Southfield, MI
    Toledo, OH
    Solon, OH
Other Businesses

1.09/11/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners, Ltd; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.09/17/2013; (HYBRID) Stratos Wealth Partners, Ltd / Stratos Wealth Partners, Ltd; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 09/01/2013; hrs/mth; hrs during trading; I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 9/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.11/13/2013; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 4.04/01/2016; Turcotte Insurance and Investments, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 01/01/2013; 0hrs/mth; 0hrs during trading 5.10/09/2019; (Hybrid) Turcotte Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 10/04/2019; 1hrs/mth; 1hrs during trading; 6.11/06/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Turcotte Wealth Management; Investment Related; at Reported Business Location(s); Start Date 10/04/2019; 1hrs/mth; 1hrs during trading 7.11/19/2020; Heritage Private Capital LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; 255 East Brown Street Suite 101 Birmingham,MI; Start Date 10/20/2020; 10hrs/mth; 1hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-23
  • S63 Uniform Securities Agent State Law Examination
    1985-07-23
Designations

View on SEC IAPD

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