Steven Fredrick Warch

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-07-18
FL	RA	APPROVED	2008-07-07

TX RA
APPROVED_RES

Since 2008-07-18
FL RA
APPROVED

Since 2008-07-07

Branch Locations

900 S Us Highway 1, Jupiter, FL 33477 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palm Beach Gardens	FL	07/2008	Present
Bank Of America, N.A.	Jupiter	FL	07/2011	Present

07/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL
07/2011 → Present

Bank Of America, N.A.

Jupiter, FL

Previous Registrations

1993-07-16 → 2008-07-23

Ubs Financial Services Inc.

North Palm Beac, FL

Palm Beach Gardens, FL

Other Businesses

I*5721 For profit or not for profit: Name of outside business organization: Home Investment related: Address of business: Hobe Sound, Florida 33455 Nature of business: , Position, title, association: , Start date of relationship: 1/2/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 1 Duties:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-03-21

S63 Uniform Securities Agent State Law Examination

1985-03-21

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews