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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-28
  • NY RA
    APPROVED
    Since 2026-04-28

Branch Locations

Oyster Bay, NY • United States

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taglich Brothers, Inc. Cold Spring Harbor NY 09/1991 05/2026
Aegis Capital Corp Melville NY 04/2026 Present
Previous Registrations
  • 2026-04-24 → 2026-05-14
    Cold Spring Harbor, NY
    Huntington, NY
    Cold Spring Harbor, NY
Other Businesses

1) Air Industries Group Inc.; 1460 Fifth Avenue, Bay Shore, NY; investment related; publicly traded (NYSEAMERICAN;AIRI); supplier of flight, critical and other sophisticated parts and assemblies to aerospace and ground power companies; Director; Sep 2008; 1/2 hrs per week. 2) Dilon Technologies Inc.; 701 Mariners Row, Ste 200, Newport News, VA; investment related; medical device manufacturer; Director; 2004; 1/2 hr per week. 3) Icagen Inc., 901 Fifth Avenue, Ste 1200 Seattle, WA; investment related; partners with global pharmaceutical and biotech companies with expertise in kinases, GPCR's, ion channels and transporters; Director; May 2013; 1/2 hr per month 4) Mare Island Dry Dock LLC; 1180 Nimitz Ave, Vallejo, CA; investment related; ship and boat building industry; Chairman, Board of Directors; Nov 2013; 2 hrs per month. 5) TBDW Holdings; New York; not investment related; owner; Holding company; Jan1992, 1 hr per month. 6) Rynwood Acquisition Corp. LLC,; New York; not investment related, Real Estate LLC; General Partner; 2022; 1/2 hr per month. 7) Intellinetics, Inc nka IXC Discovery Inc; 2190 Dividend Drive, Columbus, OH; Investment Related, Publicly Traded (NYSE American: INLX); Digital transformation company that allows organizations to manage, store and protect their important documents and data digitally; Director; November 2023; 1/2 hour per week. 8) BioVentrix Investors, LLC; Cold Spring Harbor, NY; investment related; pooled investment fund; Director, Executive Officer; administrative; Feb 2023; 15 mins per month. 9) Taglich Private Equity, LLC; Stowe, VT; investment related; financial sponsor; consultant; Jan 2018; 8 hrs per month. 10) WPS Distribution LLC, St. Petersburg FL; Investment related; Warehouse, fulfillment company, Director, March 2025; 1 hour per month, 0 during securities trading hours 11) WPS Group LLC, Largo FL; Investment related; Cosmetics Mfg, Director; March 2025; 1 hour per month, 1 during securities trading hours 12) Bahamas Wellness Hospital and Clinics LT; Bahamas; non investment related; Board Member; January 2025; 1 hr per month. 13) Fiesta Acquisition LLC; Cold Spring Harbor, NY; investment related; invested in Fiesta Canning Co., Inc.; Director; consultant; 2026, 30 mins per month. 14) Fiesta Investco LLC, Director, Investment Related; invested in Fiesta Canning Co.; 2026; 30 Min per month 15) TPE NM Lease Co; Investment Related; manager; finance capital equipment for National Moldings, Inc.; 2026; 30 Min per month 16) MT Hospitality LLC; Investment Related; Investor; Fast Food; 2026; 30 Min per month 17) Taglich Private Capital LLC, Oyster Bay NY; Not investment related; Entity established for tax purposes, 1099 business conducted through Aegis Capital Corp; Start date: 07-01-2026; 1 hour per month dedicated to business; 30 min per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-24
S63 Uniform Securities Agent State Law Examination 1985-02-22
  • S65 Uniform Investment Adviser Law Examination
    2026-04-24
  • S63 Uniform Securities Agent State Law Examination
    1985-02-22

View on SEC IAPD

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