Paul Graham Alberts

Current Employers

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2022-05-19
CO	RA	APPROVED	2021-11-15
TX	RA	APPROVED	2021-10-27
IL	RA	APPROVED	2013-09-16

NM RA
APPROVED

Since 2022-05-19
CO RA
APPROVED

Since 2021-11-15
TX RA
APPROVED

Since 2021-10-27
IL RA
APPROVED

Since 2013-09-16

Branch Locations

Arlington Heights, IL • United States

14620 John Humphrey Drive, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nimble Financial Services, Co	Orland Park	IL	07/1991	12/2018
Ausdal Financial Partners, Inc.	Orland Park	IL	01/2009	Present
Alberts Wealth Advisors, Llc	Orland Park	IL	02/2017	Present

07/1991 → 12/2018

Nimble Financial Services, Co

Orland Park, IL
01/2009 → Present

Ausdal Financial Partners, Inc.

Orland Park, IL
02/2017 → Present

Alberts Wealth Advisors, Llc

Orland Park, IL

Previous Registrations

2005-08-09 → 2009-01-22

Waterstone Financial Group, Inc.

North Barrington, IL

Orland Park, IL

Other Businesses

1. ALBERTS WEALTH ADVISORS, LLC.; OWNER; ORLAND PARK, IL; APPX 200 HOURS PER MONTH IS DEVOTED TO THIS BUSINESS - 100 HOURS PER MONTH DEVOTED DURING TRADING HOURS; SALES OF FIXED LIFE, HEALTH & DENTAL, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - SALARY AND COMMISSION; INVESTMENT-RELATED. 2. ALBERTS HOME PORT REAL ESTATE & INVESTMENTS, INC.; NON INVESTMENT RELATED; C0-OWNER AND VP/TREASURER; ORLAND PARK, IL; REAL ESTATE; ACTIVITY BEGAN 11/1998; APPX. 1 HOUR PER MONTH; NONE DURING TRADING HOURS; ASSIST ON ACCOUNTING MATTERS, MINOR MARKETING ASSISTANCE AND REFERRALS. 3. ELECTION JUDGE; NOT INVESTMENT RELATED; COOK COUNTY, IL; ELECTION JUDGE; ACTIVITY BEGAN IN 10/2024; I WORK AS NEEDED DURING ELECTION; ELECTION MONITORING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-04
S63	Uniform Securities Agent State Law Examination	1991-05-01

S65 Uniform Investment Adviser Law Examination

2000-05-04
S63 Uniform Securities Agent State Law Examination

1991-05-01

Designations

Other Names

Paul G Alberts

View on SEC IAPD