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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-23 |
| CA | RA | APPROVED | 2009-04-14 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Walnut Creek | CA | 04/2009 | Present |
TwiningVine LLC / 16851 Cull Canyon Road Castro Valley,CA 94552 / Other/ Other Wine Industry / Grow Grapes / Produce Wine / vineyard maintenance / Start Date 6/1/2013 2476 WellinghamRental Property, Proprietor / owner, maintain home, start date-11/8/2008, CaliforniaUnited States-9455. 7777 Capewood Pl.Rental Property, Proprietor / owner, maintain home, start date-1/1/2012, California United States-94588.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-01 |
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