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Richard Angelo Stallone

Ras Capital Services, Inc.

Wilton, CT

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Current Employers
Ras Capital Services, Inc.

Wilton, CT • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-09
CT RA APPROVED 2009-07-16
  • NY RA
    APPROVED
    Since 2021-10-09
  • CT RA
    APPROVED
    Since 2009-07-16

Branch Locations

Wilton, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. New York NY 02/2005 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Ras Capital Services, Inc. Wilton CT 04/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-22
S63 Uniform Securities Agent State Law Examination 1992-03-06
  • S65 Uniform Investment Adviser Law Examination
    1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1992-03-06

View on SEC IAPD

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