William Tom

Current Employers

American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-01

CA RA
APPROVED

Since 2025-10-01

Branch Locations

3658 Mt. Diablo Blvd., Ste. 210, Lafayette, CA 94549 • United States

Mosher Financial Advisors Llc

3658 Mt. Diablo Blvd Ste. 210, Lafayette, CA 94549 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-02-06

CA RA
APPROVED

Since 2018-02-06

Branch Locations

3658 Mt. Diablo Blvd Ste. 210, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mosher And Ellis	Lafayette	CA	02/2005	12/2017
American Investors Company	San Ramon	CA	05/2014	Present
Mosher Financial Advisors, Llc	Lafayette	CA	01/2018	Present
American Investors Company	San Ramon	CA	10/2025	Present

02/2005 → 12/2017

Mosher And Ellis

Lafayette, CA
05/2014 → Present

American Investors Company

San Ramon, CA
01/2018 → Present

Mosher Financial Advisors, Llc

Lafayette, CA
10/2025 → Present

American Investors Company

San Ramon, CA

Other Businesses

MOSHER FINANCIAL ADVISORS, LLC; INVESTMENT-RELATED; 3658 MT. DIABLO BLVD., STE. 210, LAFAYETTE, CA 94549; FINANCIAL PLANNING AND INVESTMENTS; PARTNER, CFP; START DATE 1/2018; APPROX. 170 HOURS/MONTH DEVOTED TO THIS BUSINESS; 170 HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; FINANCIAL PLANNING AND RESEARCH, INVESTMENT PROCESSING AND TECHNOLOGY MANAGEMENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-12

S66 Uniform Combined State Law Examination

2014-11-12

Designations

View on SEC IAPD