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Brian Shawn Mcauliffe

Wealthspire Advisors

New York, NY

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-09
  • NY RA
    APPROVED
    Since 2026-04-09

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc. New York NY 01/2013 08/2019
J.P Morgan Chase Bank New York NY 01/2013 08/2019
Unemployed New York NY 08/2019 12/2020
Wealthspire Advisors New York NY 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-12
S63 Uniform Securities Agent State Law Examination 1985-03-21
  • S66 Uniform Combined State Law Examination
    2004-03-12
  • S63 Uniform Securities Agent State Law Examination
    1985-03-21

View on SEC IAPD

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