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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Finanical | Ann Arbor | MI | 03/2007 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 11/2008 | Present |
| Parkland Securities | Ann Arbor | MI | 08/2014 | Present |
Office of the Election Supervisor for the International Brotherhood of Teamsters, Arlington, VA. Providing support in the vote count of Teamsters officials. Start date: 11/1/21 for 1 week period. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-12 |
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