Thomas William Vaudreuil

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-10-28
CO	RA	APPROVED	2021-10-22
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED_RES	2006-09-12

WI RA
APPROVED

Since 2021-10-28
CO RA
APPROVED

Since 2021-10-22
MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED_RES

Since 2006-09-12

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Drummond, WI • United States

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bloomington	MN	05/1988	Present

05/1988 → Present

Ubs Financial Services Inc.

Bloomington, MN

Other Businesses

1. Vaudreuil Family V LLC, Drummond/Bayfield United States-54832, LLC, private family vacation property, Proprietor / owner, 100% owner family vacation property, start date-1/1/2024, Investment related-Yes.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-17
S63	Uniform Securities Agent State Law Examination	1985-02-19

S65 Uniform Investment Adviser Law Examination

1999-09-17
S63 Uniform Securities Agent State Law Examination

1985-02-19

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews