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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-25 |
| MI | RA | APPROVED | 2018-04-24 |
Branch Locations
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Birmingham | MI | 09/2014 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 04/2018 | Present |
I*3027 For profit or not for profit: Financial Self-Regulatory Organization Name of outside business organization: FINRA Investment related: Y Address of business: CHICAGO, Illinois 60603 Nature of business: Industry Arbitrator, Position, title, association: Arbitrator, Start date of relationship: 8/1/2003 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Existing position
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-12 |
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