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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2015-08-07
  • NH RA
    APPROVED
    Since 2015-08-07

Branch Locations

121 Rt. 25 Unit 1, Meredith, NH 03253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2015 Present
Previous Registrations
  • 2004-04-02 → 2015-08-21
    Osaic Fs, Inc.
    Meredith, NH
Other Businesses

1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH; INVESTMENT RELATED 2. NOTARY PUCLIC; CONDUCTED AT BRANCH; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-27
  • S63 Uniform Securities Agent State Law Examination
    1985-02-27
Designations

View on SEC IAPD

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